Our regulatory consulting clients include hedge fund managers, advisers managing alternative assets, private equity fund managers, registered funds, large institutional managers seeking assistance with discreet projects and other organizations managing accounts and assets which present various and sometimes unique compliance challenges.
Our service offerings range from routine support programs to a variety of tailored projects, including Mock-SEC examinations, sub-adviser due diligence, public and private fund vendor due diligence and assistance in meeting compliance requirements in all phases of investment adviser merger and acquisition projects.
We offer not only a combination of experience as both former regulators and in-house compliance executives, but a deep understanding of manager and fund operations and the unique compliance challenges inherent in certain asset classes and investment products. We specialize in providing practical solutions designed to preserve maximum operational flexibility.
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