Current News & Events
DE Scott & Associates hosts its fifth (5th) annual “Registered Investment Adviser Compliance Training Seminar” on May 3-4, 2010, in New York, NY (click here for the event brochure in PDF format)
SEC Proposes
Tighter Money Market Fund Compliance Requirements
- Link to SEC proposed rule release (PDF format)
SEC Requires
Mutual Funds to Provide Risk/Return Summary Information in XBRL Format
- Link to SEC final rule release (PDF format)
SEC Adopts
Simplified Prospectus Standards for Mutual Funds
- Link to SEC final rule release (PDF format)
SEC Proposes Guidance to Fund Boards in Overseeing “Soft Dollar” Activities of Fund Advisers